|
Journal of American Physicians and Surgeons Volume 9 Number 3 Fall
2004
Ronald Uscinski, M.D.
TheThreshold
of Injury
The Shaken Baby Syndrome
Dr. Uscinski described an experiment set
up by A.K. Ommaya who "devised an experiment to measure more
precisely the amount of rotational acceleration necessary to reach the
threshold of injury. A contoured fiberglass chair was built, mounted on
wheels, and placed on tracks with a piston behind it. Rhesus monkeys were
strapped into the chair with their heads free to rotate. The piston then
impacted the chair, simulating a rear-end motor vehicle collision."
"Measuring the arc of the head rotating and
accelerating around the neck, Ommaya was able to demonstrate that a rotational
acceleration of 40,000 radians/sec was sufficient to cause concussion
in the animal subjects. Ommaya was able to produce intracranial injury
in 19 of the animals, with 11 of them also demonstrating neck injury.
Then, using the scaling parameters, he estimated that less rotational
acceleration would be required to produce concussion in the larger human
brain, perhaps on the order of 6,000 to 7,000 radians/sec."
"It is significant to note that whereas this
experiment showed, qualitatively, that rotation alone could indeed
produce intracranial injury, it was not shown quantitatively
that human beings could generate the required rotational acceleration
by manual shaking."
"Nonetheless, this critical omission was not
addressed until 19 years later. At that time it was shown quantitatively
that impact was required to generate adequate force."
"In the intervening years, and even up to the
present, numerous references are made to infants sustaining inflicted
brain injury by manual shaking. Yet
no laboratory proof of this possibility has ever been put forth. In fact,
the available experimental evidence, beginning as far back as 1943, addressed
directly in 1987 and reproduced in 2003, seems to indicate the contrary."
The following articles
and studies provide examples of cases where babies are "assumed"
to have been shaken by no more evidence that the presence of the symptoms.
Supposedly, the clearer the symptoms, the more sure the diagnosis of SBS.
As detailed below, accidental falls were the only observed cause of these
symptoms.
|
1: Klin Monatsbl Augenheilkd. 1997 Dec;211(6):354-8.
[Retinal hemorrhage in the infant as an indication of
shaken baby trauma]
Schmidt US, Mittelviefhaus K, Hansen LL.
Universitäts-Augenklinik Freiburg.
BACKGROUND: The shaken baby syndrome is a form of child abuse
in young children. Typical are intracranial and intraocular bleedings.
As external injuries are often missing,
the
shaken baby syndrome may easily be overlooked. Intraocular bleeding
is a major diagnostic sign and can prove the diagnosis, if child
abuse is suspected by the paediatrician. Thus critical family
situations can be uncovered and long term help can be initiated.
PATIENTS: Between 1991 and 1997 seven
babies (age two to nine months) with intraocular bleedings were
examined. Diagnosis, differential diagnosis and
prognosis of the shaken baby syndrome are presented with these
children. RESULTS: In two
of the seven children a non-accidental trauma and shaken baby
syndrome was obvious. In three
cases the diagnosis of a shaken baby syndrome was most probable.
In one child intraocular
bleeding was possibly caused by a fall three months earlier. One
child had retinal bleedings after resuscitation.
In two cases a vitrectomy was performed. The follow up was two
months to six years. In two children intraocular bleeding resolved
completely, three children developed mild to severe amblyopia
and two children became blind. Vitrectomy could not prevent loss
of sight.
CONCLUSIONS: Sudden cerebral symptoms or intraocular bleedings
in otherwise healthy young children are suspicious for child abuse.
A shaken baby syndrome has to be considered. Thus funduscopic
examination in mydriasis is obligatory. The prognosis depends
on the severeness of ocular hemorrhages and cerebral lesions.
No proof has been offered that
any of the children were shaken other than the symptoms themselves. |
Singapore Med J. 1995 Aug;36(4):391-2
Ocular manifestations in shaken baby syndrome.
Wong JS, Wong PK, Yeoh RL.
Department of Ophthalmology, National University Hospital, Singapore.
In the absence of external physical signs,
child abuse is not easy to diagnose. Shaken baby syndrome is a
unique form of child abuse where the only consistent external
physical signs are its ocular manifestations. We report two
cases which illustrate the typical presentation, with hallmarks
of this syndrome, namely intraocular and intracranial haemorrhages.
The visual prognosis of these infants are usually poor.
Shaking is only assumed by the
presence of the symptoms. |
Ophthalmologe. 1994 Jun;91(3):380-2 [Eye manifestations
of shaken baby syndrome. A case presentation]
[Article in German]
Poepel B, Seiberth V, Knorz MC, Kachel W.
Augenklinik, Klinikum Mannheim, Fakultät für Klinische
Medizin, Ruprecht-Karls-Universität Heidelberg, Mannheim.
Violent shaking is a type of child abuse which may
cause intracranial hemorrhages combined with retinal and vitreous
bleeding. Fundus bleeding is similar to that in Terson syndrome.
However, in the shaken baby syndrome the intraocular hemorrhages
may precede both the clinical and radiologic recognition
of subdural haematoma. CASE REPORT: We present a 4-months-old
baby with convulsions and additional extensive bleeding of the
fundus. Neither the ocular findings nor the seizures could
be explained by minimal lesions of external trauma. Repeated
cranial computed tomography showed increasing intracerebral bleeding
with consecutive brain atrophy. Fundus bleeding completely
disappeared.
CONCLUSION: When child abuse is suspected, ophthalmological
examination is most important to detect fundus bleeding,
which, in the absence of birth trauma or any other supportive
evidence of external trauma or other diseases, is the
leading symptom of the shaken baby syndrome. |
Ophthalmologe. 2002 Apr;99(4):295-8.
[Traction retinal detachment, optic atrophy, apallic syndrome
after shaking trauma in an infant]
[Article in German]
Grote A.
Augenklinik der Kliniken der Stadt Köln/Merheim, Pädiatrisch-Ophthalmologisches
Zentrum, Kinderkrankenhaus der Kliniken der Stadt Köln/Riehl.
INTRODUCTION: Ophthalmological examinations are important in
children with suspected shaken baby and/or battered child syndrome.
Retinal and epiretinal haemorrhages can indicate non-accidental
injuries. We observed a case of extensive retinal hemorrhages,
edema of the optic disc followed by development of optic atrophy,
neovascularisation and tractional retinal detachment over the
course of months. CASE REPORT: A 6-week-old infant with no history
of systemic disease or trauma was admitted to the children's hospital
because of a disorder of consciousness, respiratory
insufficiency, taut fontanel and dilated pupils with sluggish
reaction to light. A subdural haematoma was diagnosed. Ophthalmological
examination showed no signs of trauma in the anterior segment.
Ophthalmoscopy revealed extensive retinal haemorrhages and swollen
optic nerve heads. During the next months optic atrophy, subretinal
fibrosis at the posterior pole, neovascularisation at the optic
disc and non-rhegmatogenous retinal detachment developed. The
child is in a persistent vegetative state.
DISCUSSION: Non-accidental injuries can cause direct trauma and
indirect traumatic sequelae. Retinal haemorrhages, especially
in conjunction with unexplained trauma or changes of consciousness
should arouse suspicion of shaken baby syndrome. The
ophthalmologist should emphasize this and strongly recommend further
investigation if not previously undertaken.
Diagnosis based on symptoms. |
| Am J Ophthalmol. 2002 Sep;134(3):354-9.
Comment in:
Am J Ophthalmol. 2003 May;135(5):745; author reply 746.
Am J Ophthalmol. 2003 Oct;136(4):773; author reply 773
-4.
Correlation between retinal abnormalities and intracranial
abnormalities in the shaken baby syndrome.
Morad Y, Kim YM, Armstrong DC, Huyer D, Mian M, Levin AV.
Department of Ophthalmology, The Hospital for Sick Children,
University of Toronto, Ontario, Canada.
PURPOSE: To report correlation between retinal and intracranial
abnormalities and to evaluate pathogenesis of retinal hemorrhages
in the shaken baby syndrome (SBS). DESIGN: Observational case
series. METHODS: Seventy-five children with apparent nonaccidental
head trauma consistent with SBS had complete physical examination,
complete ophthalmologic examination, neuroimaging by CT or MRI,
or both, and skeletal radiographic survey. In this retrospective
review, ophthalmoscopic and intracranial abnormalities were correlated.
RESULTS: The age of patients ranged from 2 to 48 months (mean
- SD, 10.6 +/- 10.4 months). Neuroimaging was abnormal in all
75 cases. Findings included subdural hematoma (70 children, 93%),
cerebral edema (33 children, 44%), subarachnoid hemorrhage (12
children, 16%), vascular infarction (nine children, 12%), intraparenchymal
blood (six children, 8%), parenchymal contusion (six children,
8%), and epidural hemorrhage (one child, 1%). Sixty-four (64/75,
85%) children had retinal abnormalities, mostly (53/64, 82%) confluent
multiple hemorrhages that were subretinal, intraretinal, and preretinal
in 47/64 (74%) and bilateral in 52/64 (81%). No association
was found between anatomic site (left, right, or bilateral) of
intracranial and retinal findings (McNemar test kappa
= -0.026-0.106) or between any of the intracranial findings mentioned
above and the following retinal findings: normal or abnormal retinal
examination, multiple (>10) or few retinal hemorrhages (<
or =10), symmetric or asymmetric retinal findings, or retinoschisis
(kappa = -0.127-0.104). Signs of possible increased intracranial
pressure were not correlated with any retinal abnormality (kappa
= -0.03-0.073). There was no correlation between evidence of impact
trauma to the head and retinal hemorrhages (kappa = 0.058). Total
Cranial Trauma Score and Total Retinal Hemorrhage Score, both
indicating the severity of injury, were correlated (P =.032).
CONCLUSIONS: Our study supports previous observations that the
severity of retinal and intracranial injury is correlated in SBS.
We cannot support the suggestions that in most children
with SBS retinal bleeding is caused by sustained elevated intracranial,
elevated intrathoracic pressure, direct tracking of blood from
the intracranial space, or direct impact trauma. The
correlation in severity of both eye and head findings may suggest,
however, that retinal abnormalities are the result of mechanical
shaking forces. |
Trans Am Ophthalmol Soc. 1999;97:545-81.
A 12-year ophthalmologic experience with the shaken baby
syndrome at a regional children's hospital.
Kivlin JD.
Department of Ophthalmology, Medical College of Wisconsin, Milwaukee,
USA.
PURPOSE: To examine the ophthalmologic experience with the shaken
baby syndrome (SBS) at one medical center, including clinical
findings, autopsy findings, and the visual outcome of survivors.
METHODS: One hundred sixteen patients admitted from 1987
to 1998 for subdural hematomas of the brain secondary to abuse
were included.
RESULTS: Retinal hemorrhages were detected in 84% of the children,
but this important finding had been missed often by nonophthalmologists.
Poor visual response, poor pupillary response, and retinal hemorrhage
correlated strongly with demise of the child. One child who died
had pigmented retinal scars from previous abuse, a condition not
previously observed histopathologically. The clinical and autopsy
findings varied somewhat, probably because of the differing conditions
for examination. No correlation could be made between computerized
tomography scans done during life and the subdural hemorrhage
of the optic nerve found on autopsy. Half of the surviving patients
were known to have good vision. One fourth of the patients had
poor vision, largely due to cerebral visual impairment from bilateral
injury posterior to the optic chiasm. Severe neurologic impairment
correlated highly with loss of vision. CONCLUSION: This series
provides information on the frequency of eye findings in SBS patients.
No fundus finding is pathognomonic for SBS. When
retinal hemorrhages are found in young children, the likelihood
that abuse occurred is very high. The difficulty that nonophthalmologists
have in detecting retinal hemorrhage may be an important limiting
factor in finding these children so they may be protected from
further abuse. |
Arch Ophthalmol. 2000 Mar;118(3):373-7. Prognostic
indicators for vision and mortality in shaken baby syndrome.
McCabe CF, Donahue SP.
Department of Ophthalmology and Visual Sciences, Vanderbilt
University School of Medicine, Nashville, Tenn, USA.
OBJECTIVE: To study ocular and nonocular signs of patients diagnosed
as having "shaken baby syndrome" and determine prognostic
indicators for vision and mortality. METHODS: Medical records
of child abuse cases involving bilateral retinal hemorrhages were
reviewed. Particular attention was paid to visual function and
pupillary light reaction at the time of admission as well as the
location of retinal hemorrhages, neuroimaging findings, ventilatory
requirement, and associated skeletal injuries. These findings
were correlated with visual prognosis and mortality. RESULTS:
Thirty consecutive cases met the criteria for review. At the initial
visit, mean age of the children was 9.3 months (range, 1-39 months)
and 12 children (40%) had at least fix-and-follow vision. Preretinal
and intraretinal hemorrhages (93% [n = 28] and 100% [n = 30])
were more common than vitreous hemorrhage (10% [n = 3]). Subdural
hematomas were detected in 21 patients (70%). Twenty children
(67%) had seizures and 16 (53%) required ventilatory support;
bruises and long bone fractures were seen in 14 (47%) and 4 (13%)
children, respectively. Eight patients died. All patients with
nonreactive pupils on presentation died, while all patients with
a pupillary light reaction lived (P<.001). Six (86%) of 7 patients
with midline shift died, whereas 21 (91%) of 23 with no midline
shift lived (P<.001). At follow-up, retinal hemorrhages had
resolved in nearly all children by 4 months, and 16 children (73%)
had at least fix-and-follow vision. Ventilatory requirement was
associated with poorer vision (P<.01). CONCLUSIONS: Nonreactive
pupils and midline shift of the brain structures correlate highly
with mortality. Ventilatory requirement, but not visual acuity
on presentation, predicts visual outcome. |
Ophthalmology. 2000 Jul;107(7):1246-54.Click
here to read Links Shaken baby syndrome.
Kivlin JD, Simons KB, Lazoritz S, Ruttum MS.
Department of Ophthalmology, Medical College of Wisconsin, Milwaukee,
Wisconsin, USA. jkivlin@mcw.edu
PURPOSE: To examine the comprehensive ophthalmologic experience
with the shaken baby syndrome at one medical center, including
clinical findings, autopsy findings, and the outcome of survivors.
DESIGN: Retrospective, noncomparative case series. PARTICIPANTS:
One hundred twenty-three children admitted from
January 1987 through December 1998 for subdural hematomas of the
brain secondary to abuse were included.
METHODS: Clinical features of eye examinations of the patients
during their admission and after discharge and histopathologic
observations for patients who died were retrieved from medical
records and statistically analyzed. MAIN OUTCOME MEASURES: Visual
response and pupillary response on initial examination, fundus
findings, final vision, neurologic outcome of survivors, and death.
RESULTS: Ninety percent of the patients had ophthalmologic assessments.
Retinal hemorrhages were detected in 83% of the examined children.
The retinal hemorrhages were bilateral in 85% of affected children
and varied in type and location. Nonophthalmologists missed the
hemorrhages in 29% of affected patients. Poor visual response,
poor pupillary response, and retinal hemorrhage correlated
strongly with the demise of the child. One child
who died had pigmented retinal scars from previous abuse,
a condition not previously observed histopathologically to our
knowledge. One fifth of the survivors had poor vision, largely
the result of cerebral visual impairment. Severe neurologic impairment
correlated highly with loss of vision.
CONCLUSIONS: Shaken baby syndrome causes devastating injury to
the brain and thus to vision. Retinal hemorrhages are extremely
common, but vision loss is most often the result of brain injury.
The patient's visual reaction and pupillary response on presentation
showed a high correlation with survival. Good initial visual reaction
was highly correlated with good final vision and neurologic outcome.
According to the literature, when retinal hemorrhages are found
in young children, the likelihood that abuse occurred is very
high. Nonophthalmologists' difficulty in detecting retinal hemorrhages
may be an important limiting factor in identifying shaken babies
so they can be protected from further abuse. |
J Pediatr Ophthalmol Strabismus. 1998 Jan-Feb;35(1):22-6.
Electroretinographic findings in infants with the shaken
baby syndrome.
Fishman CD, Dasher WB 3rd, Lambert SR.
Emory Eye Center, Emory University, Atlanta, GA 30322, USA.
PURPOSE: To determine if electroretinography is helpful in the
work-up of children with the shaken baby syndrome. METHODS: Six
children with retinal hemorrhages and the shaken baby syndrome
underwent electroretinography (ERG). The ERGs of these six children
were compared with six age-matched controls using the sign-rank
test.
RESULTS: Neither the implicit time nor the amplitude of the white
scotopic ERG response was significantly different between these
patients and age-matched controls. Although the amplitude of the
blue scotopic and 30 Hz flicker responses were attenuated (p <
0.05), the implicit times were not significantly different from
controls. Three of the patients had serial ERGs recorded. The
b-wave implicit time and amplitude improved in two of these patients.
The ERG was helpful in distinguishing between a CNS and a retinal
cause of visual loss in one child.
CONCLUSIONS: The ERG can be helpful in assessing retinal function
in children with the shaken baby syndrome who have persistent
visual impairment. In most cases, the ERG
is not helpful in the initial assessment of children
with the shaken baby syndrome.
|
| |
| Forensic Sci Int. 2005 Jun 30;151(1):71-9.Click here
to read Links
Comment in:
Forensic Sci Int. 2006 Dec 20;164(2-3):278-9; author
reply 282-3.
Forensic Sci Int. 2006 Dec 20;164(2-3):280-1; author
reply 282-3.
Shaken baby syndrome: a biomechanics analysis of injury
mechanisms.
Bandak FA.
Department of Neurology, A1036 F. Edward Hébert School
of Medicine, Uniformed Services, University of the Health Sciences,
4301 Jones Bridge Road, Bethesda, MD 20814, USA. f.bandak@usuhs.mil
Traumatic infant shaking has been associated with
the shaken baby syndrome (SBS) diagnosis without
verification of the operative mechanisms of injury. Intensities
for SBS have been expressed only in qualitative, unsubstantiated
terms usually referring to acceleration/deceleration rotational
injury and relating to falls from great heights onto hard surfaces
or from severe motor vehicle crashes. We conducted an
injury biomechanics analysis of the reported SBS levels of rotational
velocity and acceleration of the head for their injury effects
on the infant head-neck. Resulting
forces were compared with experimental data on the structural
failure limits of the cervical spine in several animal models
as well as human neonate cadaver models.
We have determined that an infant
head subjected to the levels of rotational velocity and acceleration
called for in the SBS literature, would experience forces on the
infant neck far exceeding the limits for structural failure of
the cervical spine. Furthermore, shaking cervical
spine injury can occur at much lower levels of head velocity and
acceleration than those reported for the SBS. These findings
are consistent with the physical laws of injury biomechanics as
well as our collective understanding of the fragile infant cervical
spine from (1) clinical obstetric experience, (2) automotive medicine
and crash safety experience, and (3) common parental experience.
The findings are not, however, consistent with the current clinical
SBS experience and are in stark contradiction with the reported
rarity of cervical spine injury in children diagnosed with SBS.
In light of the implications of these findings on child protection
and their social and medico-legal significance, a re-evaluation
of the current diagnostic criteria for the SBS and its application
is suggested.
|
Neurol Med Chir (Tokyo). 2006 Feb;46(2):57-61
Shaken baby syndrome: an odyssey
Uscinski RH.
Department of Neurosurgery, George Washington University Medical
Center, Washington, D.C., USA. ruscinski@potomacistitute.org
Shaken baby syndrome is evaluated in the context of its historical
evolution and its veracity in referring to causal injury mechanisms.
A rational assessment of the injury causation and consequent pathological
states associated with the syndrome is presented. It is
now evident that shaken baby syndrome evolved as a result of a
faulty application of scientific reasoning and a lack of appreciation
of mechanisms of injury. A brief explanation of the commonly
understood usage and interface of scientific methodology and reasoning
as applied to clinical medicine is given. |
No Shinkei Geka. 2004 Aug;32(8):845-8 [Multiple chronic
subdural hematoma in shaken-baby syndrome]
[Article in Japanese]
Haga S, Ishido K, Inada N, Sakata S.
Department of Neurosurgery, Saga Prefectural Hospital Koseikan.
haga32@kyushu-ctr-hsp.co.jp
We described a case of shaken-baby syndrome with multiple chronic
subdural hematomas. A 10-month-old male baby was admitted to our
hospital because of loss of consciousness and convulsions. CT
scan revealed an acute subarachnoid hemorrhage extending into
the interhemispheric fissure and supracerebellar space. The patient
was treated conservatively, and discharged from the hospitaL Two
months after ictus, a baby was admitted to our hospital with general
fatigue. CT scan demonstrated multiple chronic subdural hematomas.
Burr hole irrigation and drainage brought about complete disappearance
of these lesions. Retrospectively, it was found that these
multiple subdural hematomas were due to shaken-baby syndrome.
Shaken-baby syndrome is a form of child abuse that can
cause significant head injury, and subdural hematoma is the most
common manifestation. It is well known that the outcome of shaken-baby
syndrome is generally not good. It is important to suspect
shaken-baby syndrome when a chronic subdural hematoma is seen
in a baby. |
Int J Legal Med. 2007 May;121(3):223-8.
Epub 2006 Nov 8. Finite element analysis of impact and
shaking inflicted to a child.
Roth S, Raul JS, Ludes B, Willinger R.
Institut de Mécanique des Fluides et des Solides, UMR
7507 ULP CNRS, Strasbourg, France.
This study compares a vigorous shaking and an inflicted impact,
defined as the terminal portion of a vigorous shaking, using a
finite element model of a 6-month-old child head. Whereas the
calculated values in terms of shearing stress and brain pressure
remain different and corroborate the previous studies based on
angular and linear velocity and acceleration, the calculated relative
brain and skull motions that can be considered at the origin of
a subdural haematoma show similar results for the two simulated
events. Finite element methods appear as an emerging tool in the
study of the biomechanics of head injuries in children. |
J Neurotrauma. 2001 Jan;18(1):21-30. Comparison
of brain responses between frontal and lateral impacts by finite
element modeling.
Zhang L, Yang KH, King AI.
Bioengineering Center, Wayne State University, Detroit, Michigan
48202, USA.
This study was conducted to investigate differences in brain
response due to frontal and lateral impacts based
on a partially validated three-dimensional finite element model
with all essential anatomical features of a human head. Identical
impact and boundary conditions were used for both the frontal
and lateral impact simulations. Intracranial pressure and localized
shear stress distributions predicted from these impacts were analyzed.
The model predicted higher positive pressures accompanied by a
relatively large localized skull deformation at the impact site
from a lateral impact when compared to a frontal impact. Lateral
impact also induced higher localized shear stress in the core
regions of the brain. Preliminary results of the simulation suggest
that skull deformation and internal partitions may be responsible
for the directional sensitivity of the head in terms of intracranial
pressure and shear stress response. In previous experimental studies
using subhuman primates, it was found that a lateral impact was
more injurious than a frontal impact. In this study, shear stress
in the brain predicted by the model was much higher in a lateral
impact in comparison with a frontal impact of the same severity.
If shear deformation is considered as an injury indicator for
diffuse brain injuries, a higher shear stress due to a lateral
impact indicate that the head would tend to have a decreased tolerance
to shear deformation in lateral impact. More research is needed
to further quantify the effect of the skull deformation and dural
partitions on brain injury due to impacts from a variety of directions
and at different locations. |
| |
| |
|